Closeup of a gloved tech attaching a barcode sticker to a test tube for sample chain of custody tracking in a laboratory

What Is Chain of Custody in the Lab?

Chain of custody in the lab refers to the documented process of tracking the handling, storage, and transfer of samples or data throughout their lifecycle. It ensures sample integrity, traceability, and accountability, which are critical for producing reliable results and maintaining compliance with regulatory requirements.

This process is especially important in regulated industries such as pharmaceuticals, clinical research, forensics, agriculture, environmental testing, food and beverage, and biobanking, where any gaps in sample traceability can lead to data inaccuracies, regulatory penalties, or invalidated studies. For example, in clinical trials, chain of custody ensures that patient samples are securely handled from collection to analysis. Similarly, in biobanking, it helps monitor sample usage over years or decades.

 

What Information is Needed for Chain of Custody?

Effective chain of custody management requires capturing key information at every step, such as:

  • Who handled the sample or data?
  • What happened?
  • When did this action occur? 
  • Where was it transferred or located?
  • How was the change made? Which protocol was followed? 
  • Were there any deviations from standard protocols?

Practical tips to make this work in real labs

Here’s how to turn chain of custody from a concept into a repeatable practice. Start with a few non-negotiables (required fields, controlled terms, automatic captures) to cut errors and speed reviews. Then use the example entry as a model for what “good” looks like—clear, complete, and defensible during audits.

  • Make ID, action, timestamp, custodian, and location required fields.
  • Use controlled vocabularies for actions and locations to avoid free-text drift.
  • Capture SOP version and instrument ID automatically when possible.
  • Record timezones and keep systems on NTP to avoid timestamp disputes.
  • Lock entries after sign-off; allow amendments with reason and e-signature.

Example entry (what “good” looks like)

  • Sample ID: BK-24-01987 (Parent: BK-24-01711; Aliquot A2)
  • Action: Transfer to storage
  • Who: J. Nguyen (Technician) – e-signed
  • When: 2025-01-31 14:32 PST
  • Where: Freezer FZ-03 → Rack R2 → Box B7 → Slot C04
  • How: SOP-STO-004 v3; Instrument: Temp probe TP-118 (auto-logged)
  • Why: Hold for RNA analysis (Study ST-556)
  • Conditions: –80 °C (probe log −79.8 to −80.3 °C)
  • Tamper seal: TS-009441 applied; photo attached
  • Deviations: None
  • Audit trail ID: AT-763511
  • Retention: 5 years post-study close

 

How Can Chain of Custody be Automated or Made Easier?

Modern sample management and LIMS softwares are designed to simplify and automate these steps. Features like barcode scanning, digital signatures, and automated audit trails ensure every action is logged in real time. This not only reduces human error but also provides a clear, tamper-proof record for audits or quality checks. Additionally, user access controls in such software prevent unauthorized access, ensuring sensitive samples remain secure.

This is especially important for labs managing regulated or high-risk materials. For example, Texas Biomedical Research Institute used Sample Manager to support chain of custody for select agent inventory by centralizing records, improving sample visibility, and creating audit-ready documentation for inventory checks.

By integrating chain of custody management into your lab’s software, labs can reduce administrative burdens while improving compliance with standards like Good Laboratory Practices (GLP), ISO 17025, or FDA 21 CFR Part 11. Advanced integrations with lab instruments and storage systems allow for automated tracking of environmental conditions and sample storage, ensuring proper handling throughout the process. And for labs managing high volumes of samples or working in highly regulated fields, chain of custody tools within their sample management software offer peace of mind, efficiency and accountability.

 

Streamline Chain of Custody with LabKey

For labs looking to enhance sample organization and traceability, LabKey offers two reliable options.

Sample Manager provides barcode scanning, storage location tracking, and automated audit trails to simplify chain of custody and cut manual errors—ideal for teams with straightforward workflows that prioritize efficiency and accuracy without complex integrations.

LabKey LIMS builds on these strengths with advanced workflow planning, equipment and assay management, and broader configurability for labs that need end-to-end standardization.

Whether you’re managing biobank inventories, research samples, or routine operations, both solutions help ensure your samples are handled securely and remain fully traceable.

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Chain of Custody in the Lab FAQ

A chain of custody log should document who handled the sample or data, what action occurred, when it happened, where the sample was located or transferred, and how the action was completed. It should also capture relevant details such as the sample ID, custodian, storage location, protocol or SOP used, deviations, environmental conditions, and audit trail information.

A LIMS can automate chain of custody by using barcode scanning, required fields, user access controls, digital signatures, and automated audit trails. These features help capture sample actions in real time, reduce manual entry errors, and create a clear record of sample handling, storage, and transfer.

Chain of custody is important because it helps preserve sample integrity, traceability, and accountability throughout the sample lifecycle. In regulated labs, a complete chain of custody record can support audits, quality checks, compliance reviews, and confidence in research or testing results.

Sample tracking records where a sample is and what has happened to it. Chain of custody goes further by documenting accountability for each handling, storage, or transfer event, including who performed the action, when it occurred, and how it was recorded.

Labs can improve chain of custody compliance by standardizing required fields, using controlled vocabularies, scanning barcodes instead of entering data manually, applying user access controls, and maintaining automated audit trails. Sample management software and LIMS platforms can help make these steps more consistent and easier to review.

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